International Observatory of E-fuels: The Race…
How to assess your current capabilities and identify potential opportunities for improvement.
Surveillance is a key requirement for financial institutions to detect instances of market abuse and other forms of misconduct. Yet the landscape is changing and there is a number of challenges organizations need to consider, such as:
Our business expertise, combined with Financial, Compliance and Surveillance experts, enables us to support our customers through their end-to-end surveillance processes by addressing concrete business use cases.
Designed new models to match the updated regulations and company structure.
Created a detailed implementation plan and timeline, starting with regional implementation.
Performed a business and compliance gap analysis and delivered a remediation plan with formalization at CIB level.
AI-based software implementation to improve current state by providing enhanced alerting techniques and reporting.
POC and study for the scalable implementation of a Compliant Instant Messaging Solution (WhatsApp, WeChat, MS Teams…) for Global Markets / CIB sales staff. Coordination of the project across relevant regions and functions (Business, Compliance, eCom Surveillance, IT / Tech, Information Security) and with Vendors / FinTech to define an MVP (Minimum Viable Product) and a strategy for group-wide deployment of the solution.