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SEC Climate Disclosure Rule - Final Rules

The SEC approved landmark regulation helping investors better understand climate-related risks and opportunities to make more informed investment decisions.

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SEC Digital Asset Risk Alert: Market Participant Implications

In February 2021, the SEC Division of Examinations issued a risk alert on Digital Asset Securities that determined the offering, selling, and trading of digital assets as securities present unique risks to investors. Their division's examination will scrutinize all who are involved in these products

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SEC Division of Examinations: 2024 Priorities

This report guides entities to become better informed and increase focus on their continued partnership in fulfilling the four pillars of the SEC’s mission of promoting compliance, preventing fraud, monitoring risk and informing policy.

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SEC Division of Examinations Releases 2026 Priorities

The SEC released its 2026 examination priorities to provide transparency and help registered firms focus their compliance efforts on areas of heightened risk.

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Second level ALM function for Risk Management

We assist financial institutions in setting up a second-level ALM function, which is capable of controlling and optimising the activity of the first-level ALM function thanks to its robust and efficient system (expertise, organisation, processes and IT tools).

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Second-hand electric vehicles: A fast-growing market

As a natural, next step for new vehicles, implementing a fluid second-hand market will be essential to support the growth of electric vehicles.

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Sectors

We are business experts focused on delivering superior results.

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Securing FedNow: How AI is Redefining Fraud Prevention in Instant Payments

The launch of the Federal Reserve’s FedNow Service marked a major milestone for the US payments ecosystem. With 24/7/365 availability, near-instant settlement, and growing adoption across financial institutions, FedNow is reshaping how much money moves in real time.

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AI Securities Regulatory Trends: Innovation with Accountability

The 2026 regulatory environment reflects a pro-innovation stance grounded in enforcement of existing rules. Regulators expect financial firms to leverage AI and emerging technologies responsibly—without compromising governance, control, or compliance.

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Expertise

Security Services

The Security services industry must undertake its technological transformation by taking into account the emergence of blockchain and new regulatory obligations. A major challenge for a financial activity with low margins and high volumes of operations.

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