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Key Focus Areas From 2021 SEC and FINRA Priorities Reports

FINRA and the SEC published their annual Risk Monitoring and Examination Reports highlighting the focus areas that member firms will be evaluated on this year. We will cover several focus areas as well as fines that the two regulators levied on their members in Q4 2020, and discuss trends for 2021.

Expert

Khalid El Bachraoui

Khalid is an Associate Partner based in Dubai, with extensive experience in business and digital transformation, and cross-sector expertise in AI, data, digital innovation, and customer experience.

Expert

Kimberly Weber

Kimberly is a Managing Director at Sia/LBG, leading the Life Science PMO to ensure the best Program Management practices in product development.

Article

Know Your Robot: How can RPA help Banks address AML/KYC Regulations?

The AML/KYC regulatory landscape continues to impose greater costs to financial institutions as they begin to collect, refresh, and analyze more and more customer data. RPA can be a usefull tool to deal with this regulations.

Article

KYC Onboarding Technologies: APAC Financial Services

At the bare minimum, all Financial Institutions (FIs) need to identify their customers under the Anti-Money Laundering regulations’ ‘Know Your Customers/Clients’ (KYC) requirement.

Expert

Kyle Granderson

Kyle is a collaborative leader committed to delivering the best possible experience to his clients and colleagues. He possesses strong analytical skills, interpersonal skills, and fosters an environment of collaboration, especially among diverse teams.

Offer

Labour Relations Strategy

We support our clients in the definition and implementation of their labour relations strategy, through a structured approach to stakeholder mapping, analysis of collective agreements, social climate barometer, and by collaborating with law firms.

Press Release

Latham BioPharm Group Awarded Grant to Develop a Global Health Cost Model Platform

The easy-to-use, web-based modeling tool will be used in determining the cost of goods of pharmaceutical APIs.

Press Release

Latham BioPharm Group Awarded NIAID Preclinical Services IDIQ Contract

Valued at up to $30 Million

Offer

Launch of offers and services

In connection with its Marketing practice Sia Partners supports its clients in the marketing segmentation, strategic marketing and the definition of new value propositions. Sia Partners covers the entire launch of new products from conception to time to market.