Marketing vs. GDPR: Reconciling personal data…
Publications
Articles, research and insights.
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Article 4 minutes read
Mass affluent: a key market for retail banks
Fierce competition and low interest rates incite European retail and private banks to look for market innovations in order to acquire new market share and increase margins.
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Article 6 minutes read
RING-FENCING: The Challenges Facing UK Banks
What is the purpose of the new ring-fencing rules and what do they include?
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Article 5 minutes read
When FINRA asks to speak to your Supervisor…
FINRA requires all broker-dealers to have a supervisory framework in place that is “reasonably designed” to comply with applicable rules and regulations.
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Article 6 minutes read
OCC Guidance on Third Party Risk Management Practices
In June, the OCC updated their guidance on third party risk management to address the growing number of bank-fintech relationships.
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Article 5 minutes read
EMIR vs. Dodd-Frank: Distinct, Yet Closely Related
Since the publication of the Technical Standards at the end of 2012, market participants have started tailoring their projects and action plans in order to comply with EMIR's requirements.
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Article 4 minutes read
CVA calculation: the Basel Committee is re-opening the discussion
The third Basel Accord, Basel III, is the latest in a line of regulations introduced by the Basel Committee for Banking Supervision (BCBS) to combat the misconduct in the financial system.