Capital Efficiency Trends 2026: Why Capital…
Publications
Articles, research and insights.
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Article 3 minutes read
SMCR compliance for solo-regulated firms
The Senior Managers and Certification Regime (SMCR) rollout is continuing, with solo-regulated firms falling under its scope from 9 December 2019.
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Article 7 minutes read
Stock market: Robo Advisors Performance & Consequences
The outbreak and rapid proliferation of the coronavirus pandemic rattled global financial markets in the first quarter of 2020.
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Article 8 minutes read
Surge in sanctions increases need for compliance services
During President Trump’s administration, the US has seen a surge of sanctions against various nations, entities and individuals.
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Article 9 minutes read
The EU Fifth AML Directive: Directive (EU) 2018/843
The fight against money laundering and terrorist financing has become increasingly difficult over the years with criminals having shown adaptability and opportunism in finding new channels to launder the proceeds of their illegal activities.
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Article 3 minutes read
AI to optimize Compliance activities
In the context of increasing compliance challenges, AI and RegReview facilitate and accelerate regulatory monitoring and compliance.
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Article 4 minutes read
Hong Kong Regulatory Overview and Update - Second half of 2014
Following on from the liberalization of cross-border movements of capital, Hong Kong continues to evolve its regulations with regards to the banking and securities commission: specifically to remain aligned to international standards.