Publications

Article 24 Jun 2020 3 minutes read

VIRTUAL BANKING - OVERVIEW OF THE CURRENT LANDSCAPE

HKMA has issued a revised guideline in February 2018 on Authorization of Virtual Banks, setting out principles that the HKMA will consider when authorizing virtual banks to conduct business in Hong Kong.

Article 24 Jun 2020 8 minutes read

NYDFS Part 500 Cybersecurity Regulation Lessons Learned

After more than a year and a half implementing NYDFS Part 500’s requirements, this paper describes some of the lessons learned from the market. Additionally, these lessons have also been shared by many of our contacts who responded to a survey on the topic.

Article 24 Jun 2020 3 minutes read

AI to optimize Compliance activities

In the context of increasing compliance challenges, AI and RegReview facilitate and accelerate regulatory monitoring and compliance.

Article 24 Jun 2020 6 minutes read

OCC Guidance on Third Party Risk Management Practices

In June, the OCC updated their guidance on third party risk management to address the growing number of bank-fintech relationships.

Article 24 Jun 2020 5 minutes read

Interview with Belinda Au - Chief Distribution and Marketing Officer at Sun Life

When it comes to distribution, insurers choose various strategies to stay ahead from the competition.

Article 24 Jun 2020 5 minutes read

REG W(hat)?

Over a decade ago, the Federal Reserve Board (FRB) adopted and implemented Regulation W (Reg W). Since then, much has changed in the Banking world, and for many institutions, and even the Regulators, Reg W took a back seat to newer, more pressing regulations.