Investment Application Benchmark 2026
Publications
Articles, research and insights.
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Article 18 minutes read
New Challenges: Anti-money Laundering Act 2020
This article discusses the key aspects of the AMLA and includes a discussion of the June 30, 2021 actions taken by FinCEN to approach Anti-Money Laundering and Countering the Financing of Terrorism National Priorities. [1]
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Article 12 minutes read
Transaction Monitoring: Impact on Crypto Businesses
Understanding the specific red flags of cryptocurrency transactions and successfully implementing these red flags into the transaction monitoring process can greatly assist in filing the most accurate SARs, meeting regulatory requirements, and mitigating the AML/CFT risk.
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Article 4 minutes read
Decoding the Bank Secrecy Act & AML Manual
On June 21, 2021, members of the FFIEC released several updated sections and related examination procedures to the Bank Secrecy Act/Anti-Money Laundering Examination Manual that provide instructions to examiners when assessing the adequacy of a bank’s BSA/AML compliance program.
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Article 9 minutes read
Employee Onboarding: Engagement to Drive Impact
Companies continue to consider what work will look like Post Covid-19. Those with plans to hire should take this opportunity to embrace a more radical onboarding strategy. One focused on cultivating a sense of belonging in the workplace and fostering a more energized, productive, healthy workforce.
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Article 10 minutes read
DevSecOps: Protect your business from hackers
What are the best practices to build the DevSecOps framework that drives a secure software development lifecycle and allows organizations to improve team collaboration, time-to-market, and improved productivity?
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Article 4 minutes read
Fractional Shares: Unlocking Access to the Market
Broker-Dealers have been in a race to get to zero commissions, a trend expedited by FinTech firms and established players who offer no-fee transactions, attracting millions of new investors. As zero-commission trades have become the norm, a new trend has emerged: Fractional Share Trading.