Modernizing Voluntary Corporate Actions with…
Publications
Articles, research and insights.
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Article 3 minutes read
SMCR compliance for solo-regulated firms
The Senior Managers and Certification Regime (SMCR) rollout is continuing, with solo-regulated firms falling under its scope from 9 December 2019.
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Article 9 minutes read
Foreign Corrupt Practices Act (“FCPA”): What to Know for 2017
The FCPA’s jurisdiction has been expanding for the past decade. Non-U.S countries now need to be aware of this crucial American regulation. A strong FCPA compliance program and a “culture of compliance” can help your firm successfully face the challenges presented by the FCPA domestically and abroad
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Article 5 minutes read
Interview with Wilson TANG - Chief Executive Officer - Hang Seng Insurance
ABOUT HANG SENG INSURANCE
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Article 4 minutes read
KYC Onboarding Technologies: APAC Financial Services
At the bare minimum, all Financial Institutions (FIs) need to identify their customers under the Anti-Money Laundering regulations’ ‘Know Your Customers/Clients’ (KYC) requirement.
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Article 3 minutes read
Do Banks have an AML Problem with IOLTA?
IOLTA provides Financial Institutions the means of assisting lawyers by pooling the accounts of their under-privileged clients to reduce their legal expenses.
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Article 8 minutes read
EU-wide guarantees for bank depositors: European Deposit Insurance Scheme
Almost 10 years after the start of the financial crisis that resulted in bank runs and the failure of several European banks and left millions of Europeans with empty deposits, the European Union has found an EU-wide solution to tackle future financial shocks and to protect deposits of citizens.