Publications

Research and Report 30 Jun 2020 1 minute read

NY DFS: Part 504 Observations & Recommendations

Since the implementation, in January 2017, of the New York State Department of Financial Services (“DFS”) Part 504 Banking Division Transaction Monitoring and Filtering Program Requirements and Certification ("Part 504"), Sia Partners has observed how banks have been working to comply with it.

Research and Report 30 Jun 2020 1 minute read

ESG development and disclosure impacts in Hong Kong and Singapore

Insight

Article 30 Jun 2020 3 minutes read

Covid-19 crisis will slash 2020 oil majors’ investments by 18%

The oil industry is today facing what could become the biggest crisis of its entire history! But first, let’s come back to what happened over the last two months.

Article 25 Jun 2020 9 minutes read

The EU Fifth AML Directive: Directive (EU) 2018/843

The fight against money laundering and terrorist financing has become increasingly difficult over the years with criminals having shown adaptability and opportunism in finding new channels to launder the proceeds of their illegal activities.

Article 25 Jun 2020 8 minutes read

Surge in sanctions increases need for compliance services

During President Trump’s administration, the US has seen a surge of sanctions against various nations, entities and individuals.

Article 25 Jun 2020 9 minutes read

Foreign Corrupt Practices Act (“FCPA”): What to Know for 2017

The FCPA’s jurisdiction has been expanding for the past decade. Non-U.S countries now need to be aware of this crucial American regulation. A strong FCPA compliance program and a “culture of compliance” can help your firm successfully face the challenges presented by the FCPA domestically and abroad