AI-Powered Asset Management: From Experimentation…
Publications
Articles, research and insights.
-
Article 9 minutes read
The EU Fifth AML Directive: Directive (EU) 2018/843
The fight against money laundering and terrorist financing has become increasingly difficult over the years with criminals having shown adaptability and opportunism in finding new channels to launder the proceeds of their illegal activities.
-
Article 7 minutes read
Stock market: Robo Advisors Performance & Consequences
The outbreak and rapid proliferation of the coronavirus pandemic rattled global financial markets in the first quarter of 2020.
-
Article 3 minutes read
SMCR compliance for solo-regulated firms
The Senior Managers and Certification Regime (SMCR) rollout is continuing, with solo-regulated firms falling under its scope from 9 December 2019.
-
Article 3 minutes read
Do Banks have an AML Problem with IOLTA?
IOLTA provides Financial Institutions the means of assisting lawyers by pooling the accounts of their under-privileged clients to reduce their legal expenses.
-
Article 8 minutes read
Surge in sanctions increases need for compliance services
During President Trump’s administration, the US has seen a surge of sanctions against various nations, entities and individuals.
-
Article 8 minutes read
EU-wide guarantees for bank depositors: European Deposit Insurance Scheme
Almost 10 years after the start of the financial crisis that resulted in bank runs and the failure of several European banks and left millions of Europeans with empty deposits, the European Union has found an EU-wide solution to tackle future financial shocks and to protect deposits of citizens.