SEC Division of Examinations Releases 2026…
Articles, research and insights.
Article 8 minutes read
NYDFS Part 500 Cybersecurity Regulation Lessons Learned
After more than a year and a half implementing NYDFS Part 500’s requirements, this paper describes some of the lessons learned from the market. Additionally, these lessons have also been shared by many of our contacts who responded to a survey on the topic.
Article 4 minutes read
CVA calculation: the Basel Committee is re-opening the discussion
The third Basel Accord, Basel III, is the latest in a line of regulations introduced by the Basel Committee for Banking Supervision (BCBS) to combat the misconduct in the financial system.
Article 19 minutes read
Liquidity Risk Challenges faced by Chinese Banks
Liquidity risk management is a key factor in a bank’s ability to remain stable during economic downturns.
Article 10 minutes read
The Biggest Cybersecurity Threats of 2017: The Need to Prepare
There has been a change in how companies across the globe do business.
Article 3 minutes read
VIRTUAL BANKING - OVERVIEW OF THE CURRENT LANDSCAPE
HKMA has issued a revised guideline in February 2018 on Authorization of Virtual Banks, setting out principles that the HKMA will consider when authorizing virtual banks to conduct business in Hong Kong.
Article 5 minutes read
Interview with Belinda Au - Chief Distribution and Marketing Officer at Sun Life
When it comes to distribution, insurers choose various strategies to stay ahead from the competition.