Financial Risk Management Internal Audit:…
Publications
Articles, research and insights.
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Article 6 minutes read
Interview with Marine Boris - Head of Innovation & Partnerships at AXA x China Region
November 28th, 2016 | Hong Kong.
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Article 19 minutes read
Liquidity Risk Challenges faced by Chinese Banks
Liquidity risk management is a key factor in a bank’s ability to remain stable during economic downturns.
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Article 10 minutes read
The Biggest Cybersecurity Threats of 2017: The Need to Prepare
There has been a change in how companies across the globe do business.
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Article 4 minutes read
Mass affluent: a key market for retail banks
Fierce competition and low interest rates incite European retail and private banks to look for market innovations in order to acquire new market share and increase margins.
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Article 6 minutes read
RING-FENCING: The Challenges Facing UK Banks
What is the purpose of the new ring-fencing rules and what do they include?
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Article 5 minutes read
When FINRA asks to speak to your Supervisor…
FINRA requires all broker-dealers to have a supervisory framework in place that is “reasonably designed” to comply with applicable rules and regulations.